Our FINRA-like SIE practice test comprises practice questions from all four sections included in the content outline for the SIE exam.
The test has 75 multiple-choice questions, and each question has four answer choices. Here’s how the questions are divided:
|No. of Questions
|Knowledge of Capital Markets
|Understanding Products and Their Risks
|Understanding Trading, Customer Accounts and
|Overview of the Regulatory Framework
Looking for More In-Dept Practice Questions?
If you’re looking for a more comprehensive practice exam, check out our other sets of practice tests below. Practice Test 1 focuses on Knowledge of Capital Markets, #2 is on Understanding Products and Their Risks, Test 3 is on Trading, Customer Accounts, and Prohibited Activities, and an Overview of the Regulatory Framework for SIE Practice Exam 4.
Which topic are you interested in taking a practice exam? Just click it below.